Qatar Financial Markets Authority Board Decision No. 3/2009
Investigation Committee Procedures
Amended pursuant to Qatar Financial Markets Authority Board Decision No. 2/2018
Article 1
The Investigation Committee shall have the power to conduct investigations into violations, complaints or any other matters assigned by the Chief Executive Officer (CEO).
Article 2
An independent investigation minutes shall be devoted for each incident, titled "investigation minutes", stating the time when and place where it was opened, investigators' names, investigation reasons, the summary of facts, and the names and attributes of the litigants.
Article 3
The facts received by the Investigation Committee shall be noted in a special register with serial number that start with the beginning of the Gregorian year and end therewith. Such register includes the content of the violation or complaint and the relevant legal description.
Article 4
The Committee meeting shall be deemed valid if attended by the majority of the members.
Article 5
The Committee shall be independent and neutral during the investigation, and shall commit to the truth with regard to all information it receives.