Business Conduct

BC-1 - Investment Activity for Customers

BC-1.1 - Investment Activities for Customers

Investment business consists of the following:

  • A. Investments for Others: opening investment accounts and managing investment portfolios and investment mutual funds on behalf of the others whether individuals, institutions, or companies and any other entity as given by-law or by norms, as an investment on behalf of others.

  • B. Underwriting Arrangement: arranging and marketing shares, bonds and other securities of different companies and projects.

  • C. Financial Intermediation: dealing in securities by selling, purchasing, property transferring and registering in the local and global money markets on an agency basis according to Qatar Law No. 14/1995 on the Establishment of Qatar Exchange Amended by Qatar Decree by-Law No. 26/2002.

  • D. Corporate Finance Arrangement: arranging the necessary financing structure for projects and for private and public institutions, in order to obtain the finance.

  • E. Investment Consultancy: providing consultancy to investors, and conducting financial and economic studies for projects, institutions and companies.

  • F. Custodian: providing securities custody services for local and foreign investors.

  • G. Any other investment business, as approved by QCB.

BC-1.2 - Organizational Instructions