QFC Non-Regulated Activities Rules
Version 4
Part One - Application, Interpretation, and Definitions
Article 1.1 - Application
These rules apply to Persons carrying on or intending to carry on Non-Regulated Activities. These rules are made pursuant to Article 12 of the QFC Authority Regulations.
Article 1.2 - Purpose
The purpose of these rules is to provide further detail in respect of the Non-Regulated Activities for which an Entity may be licensed by the QFCA and to provide in particular for:
(A) the categories of Non-Regulated Activities which may be carried on by a Licensed Firm; and
(B) the conditions and restrictions applicable to Non-Regulated Activities.
Article 1.3 - Interpretation
1.3.1 In these rules:
(A) a reference to a provision of a law, regulation or rule includes a reference to that provision as amended or re-enacted from time to time;
(B) year means a year of the Gregorian calendar;
(C) month means a month of the Gregorian calendar;
(D) a reference to the masculine gender includes the feminine and the neuter;