Ultimate Beneficial Owners (UBO) Register Template

Template

Entity Name:[Insert name of the DIFC registered entity]

License Number [insert license number]

Register of Ultimate Beneficial Owners

Full name of UBO that is a natural person

Residential Address*

Postal Address (if different to Residential Address)

Passport number

Nationality

Date of birth

Place of birth

Passport country

of issue

Passport issuance

date

Passport

expiry date

Date of commencement

as a UBO

Date of cessation

as a UBO

[insert details]

[insert details]

[insert details]

[insert details]

[insert details]

*Address Definition: This should include at minimum country, city, postal code or PO BOX, street no, building name, etc.

List of beneficial owners identifed as Exempt Entities

Full name of the Exempt Entity

Type of exempt entity

Name of:

Recognised Stock Exchange / Financial Services Regulator / Government / Law

Jurisdiction*

Registered Address**

Postal Address (if different to Residential Address)

[insert details]

[insert details]

[insert details]

[insert details]

Definition of Beneficial Owner that is an Exempt Entity under Regulation 2.2 of the Ultimate Beneficial Ownership Regulations:

A beneficial owner that:

  • has its securities listed or traded on a recognised stock exchange;

  • is regulated by a recognised financial services regulator;