Date of issue: 30/11/2012

Effective date: 30/11/2012

The Chief Executive Officer,

Having perused the Federal Law No. 4/2000 on UAE Securities & Commodities Authority and Market, and its amendments;

Federal Decree No. 64/2004 on the appointment of the Chief Executive Officer;

Cabinet Decision No. 13/2000 on the functioning system of the Securities and Commodities Authority, and its amendments;

Securities and Commodities Authority Decision No. 1/2000 on the Regulation of Brokers, and its amendments;

Securities and Commodities Authority Decision No. 2/2001 on the Regulation of Trading, Clearing, Settlement, Transfer of Ownership and Custody of Securities, and its amendments;

Securities and Commodities Authority Decision No. 3/R/2001 on the market work regulation, and its amendments;

Securities and Commodities Authority Decision No. 17/R/2010 on the Procedures of Combating Money Laundering and the Financing of Terrorism;

Securities and Commodities Authority Decision No. 70/R/2007 on the Powers of the Chief Executive Officer,

After coordination with the concerned markets,

And as required by the public interest,

Decided: